Assisted Outpatient Treatment (AOT) Services and Impact Overview

Assisted Outpatient Treatment (AOT) Services and Impact Overview
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Providing insights into Assisted Outpatient Treatment (AOT), this content covers its definition, implementation, impact on reducing hospitalizations, arrests, and homelessness, as well as the eligibility criteria under KRS 202A - Tim's Law. Furthermore, it highlights the positive effects of AOT services, especially in states where AOT models are being utilized. Additionally, it includes data from the Kentucky AOT Pilot Program Evaluation Team.

  • Outpatient treatment
  • Mental health
  • AOT services
  • Impact evaluation
  • Kentucky

Uploaded on Mar 11, 2025 | 0 Views


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  1. Assisted Outpatient Treatment Assisted Outpatient Treatment Dr. Patti Clark, Director, Division of Mental Health Dr. Patti Clark, Director, Division of Mental Health Stephanie Stephanie Craycraft Craycraft, Deputy Commissioner , Deputy Commissioner Department for Behavioral Health, Developmental & Intellectual Disabilities Department for Behavioral Health, Developmental & Intellectual Disabilities Legislative Oversight and Investigations Committee Legislative Oversight and Investigations Committee September 14, 2023 September 14, 2023

  2. Assisted Outpatient Treatment (AOT) Assisted Outpatient Treatment (AOT) AOT is the practice of providing community-based mental health treatment under civil court commitment, as a means of: Motivating an adult with mental illness, who struggles with voluntary treatment adherence, to engage fully with their treatment plan; and Focusing the attention of treatment providers on the need to work diligently to keep the person engaged in effective treatment. Source: Treatment Advocacy Center (treatmentadvocacycenter.org) 2

  3. Impact of AOT Services Impact of AOT Services In states where AOT models are being implemented, those who received AOT services versus those who did not: 77% fewer psychiatric hospitalizations 83% fewer arrests 74% less homelessness 87% less incarceration 44% decrease in harmful or dangerous behaviors Four times less likely to perpetuate violence 50% less likely to be victimized Source: Treatment Advocacy Center (treatmentadvocacycenter.org) 3

  4. Kentucky Impacts (Data collected within grant-funded regions) UK College of Social Work KY AOT Pilot Program Evaluation Team Dr. Aubrey Jones, Co-Investigator and Evaluation Team Lead & Dr. Aaron Brown, Co-Investigator

  5. Statutory Eligibility for AOT Statutory Eligibility for AOT KRS 202A KRS 202A - - Tim s Law; 2022 revision Tim s Law; 2022 revision Diagnosed with a serious mental illness; History of repeated nonadherence with mental health treatment, which has: Been a significant factor in necessitating hospitalization or arrest at least twice within the last 48 months; or Resulted in an act, threat, or attempt at serious physical harm within the last 24 months. 5

  6. Statutory Eligibility for AOT Statutory Eligibility for AOT - - continued continued Unlikely to adequately adhere to outpatient treatment on a voluntary basis based on qualified mental health professional s: Clinical observation; and Identification of specific characteristics of the person s clinical condition that significantly impair the person s ability to make and maintain a rational and informed decision as to whether to engage in outpatient treatment voluntarily; In need of court-ordered AOT as the least restrictive alternative mode of treatment presently available and appropriate. 6

  7. SAMHSA Grant Awarded for AOT SAMHSA Grant Awarded for AOT Competitive SAMHSA federal grant, awarded July 2020 Implemented in 2 phases: Phase 1 Central State Hospital Region (2020-2022) Communicare and Seven Counties Services community mental health center (CMHC) regions Phase 2 Western State Hospital Region (2022-2024) Pennyroyal Center, River Valley Behavioral Health, Four Rivers Behavioral Health, and LifeSkills CMHC regions 7

  8. AOT Pilot Project Objectives AOT Pilot Project Objectives Improveoutcomes for individuals with serious mental illness (SMI) Demonstrate cost savings Develop a sustainable model for statewide implementation and continuation through collaboration, evaluation, and experience 8

  9. Pilot Project AOT Treatment & Oversight Pilot Project AOT Treatment & Oversight State psychiatric hospital initiates AOT petition with District Court; judge determines probable cause and orders evaluation/ treatment plan After completed evaluation, judge may order AOT for up to 360 days with regular reviews during term of order Community mental health center (CMHC) provides services specified in treatment plan, including therapy, medication, and supportive services CMHC staff collaborate with law enforcement, family, and other stakeholders to promote the individual s community success Regular interface with court to monitor adherence 9

  10. State General Funds Allocated for Tims Law State General Funds Allocated for Tim s Law $1.5M in General Fund was recommended by the Governor and included in FY 2022-2024 DBHDID budget to include 2 expansion phases: Phase 3 - Eastern State Hospital region CMHCs: New Vista, NorthKey, Adanta, Pathways and Comprehend Phase 4 - Appalachian Regional Hospital region CMHCs: Mountain, Cumberland River and Kentucky River 10

  11. Statewide AOT Pilot Project Service Areas Statewide AOT Pilot Project Service Areas Central State Region, Phase 1 SAMHSA-Funded Central State Hospital Western State Region, Phase 2 SAMHSA Funded - New Vista Eastern State Region, Phase 3 General Fund 6 Seven Counties Appalachian Region, Phase 4 - General Fund Appalachian Regional Hospital Western State Hospital Eastern State Hospital 11

  12. AOT Client Data AOT Client Data 85 AOT participants to date; 51 currently active 62% male, 37% female 56% white, 40% black, 4% other Primary diagnoses: schizophrenia, schizoaffective disorder, bipolar disorder Program graduates consistently report: Taking medications as prescribed Getting along with family Doing well in social situations 12

  13. Next Steps Next Steps Further training on AOT procedures to be offered Courts Attorneys Mental health providers Families Ongoing collaboration to continue implementation with community partners 13

  14. Thank You! Thank You! 14

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